FINRA bars broker Daniel Winger for stealing $100,000 from elderly client while at PFS Investments
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It often takes large losses for an investor to consider suing his or her stockbroker or financial advisor. However, experienced FINRA arbitration attorneys know that investors may have a claim even if their portfolio realized modest gains. In evaluating a potential...read more
FINRA has barred broker Daniel Winger, who was affiliated with PFS Investments for 31 years. From 2015 to 2018, an elderly customer gave Daniel Winger checks totaling nearly $100,000. The checks were made out to Dan Winger and Associates, and the customer believed that the checks would be used to pay for commissions, taxes, and otherwise utilized for her benefit. But, according to FINRA, her funds were converted for Mr. Winger’s own personal use. PFS Investments fired Mr. Winger on August 16th, 2018.
A copy of the article regarding Mr. Winger’s activities can be found here: https://thediwire.com/finra-bars-former-pfs-investments-broker-stealing-100000-client/
If you lost money investing with Daniel Winger or PFS Investments, contact the experienced securities attorneys at Epperson & Greenidge, LLP for a free consultation, 877.445.9261.