FINRA suspends Napoleon Seymour Andrews (CRD #853585, Columbia, Maryland)
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It often takes large losses for an investor to consider suing his or her stockbroker or financial advisor. However, experienced FINRA arbitration attorneys know that investors may have a claim even if their portfolio realized modest gains. In evaluating a potential...read more
March 5, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Andrews was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Andrews consented to the sanctions and to the entry of findings that he willfully failed to timely amend his Form U4 to disclose a federal tax lien filed against him for $13,752. The suspension was in effect from March 5, 2018, through May 4, 2018. (FINRA Case #2016050192001). If you or someone you know has lost money investing with Napoleon Andrews, call the experienced attorneys at Epperson & Greenidge at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.