FINRA bars William George Brunner (CRD #2610348, Huntington, New York)
What is FINRA Rule 2010? FINRA Rule 2010 is a broad, sweeping rule that is utilized to address misconduct that is not directly addressed by another FINRA rule. The rule is centered around the use of ethical business practices by brokers and financial institutions....read more
William George Brunner (CRD #2610348, Huntington, New York) April 6, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brunner was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Brunner consented to the sanction and to the entry of findings that he declined to appear for FINRA on-the-record testimony in connection with an ongoing examination into, among other things, possible excessive trading and use of discretion without written authorization in customers’ accounts while he was associated with a FINRA member firm. (FINRA Case #2017056559401)
If you or someone you know has lost money investing with William George Brunner, call the experienced FINRA arbitration attorneys at Epperson & Greenidge, LLP at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, LLP accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.