Get Your Free Consultation
As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC. The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...read more
Experience and Personal Attention that You Deserve:
If you believe you may have a FINRA claim, we encourage you to contact us for a free consultation. Simply leave a brief message using the online submission form, and we will review your matter promptly.
Please do not include any confidential or sensitive information in this form. This form sends information by non-encrypted e-mail which is not secure. Submitting this form does not create an attorney-client relationship.