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Raymond James agrees to pay $15 million to settle SEC investigation
As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC. The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...
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Significant losses in your brokerage account may be a sign that your broker/financial advisor acted inappropriately and you may be entitled to recover those losses. The attorneys at Epperson & Greenidge, P.A. are experienced in recovering money lost in various types of investments. We have years of experience representing clients in court and FINRA arbitrations. So if you have had a significant decrease in your investment portfolio or have taken a big loss on any particular investment, give us a call and we will let you know if you have a case.