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As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC. The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...read more
Significant losses in your brokerage account may be a sign that your broker/financial advisor acted inappropriately and you may be entitled to recover those losses. The attorneys at Epperson & Greenidge, LLP are experienced in recovering money lost in various types of investments. We have years of experience representing clients in court and FINRA arbitrations. So if you have had a significant decrease in your investment portfolio or have taken a big loss on any particular investment, give us a call and we will let you know if you have a case.