FINRA bars Tyler Harris (CRD #5860060, Elkins Park, Pennsylvania)
ATEL Capital group has carved out a niche for itself connecting companies with equipment. And because every business needs some type of equipment—from Internet routers and office desks to airplanes—their funds may look like a safe way to make some money. But for many...read more
Tyler Harris (CRD #5860060, Elkins Park, Pennsylvania) April 12, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Harris was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Harris consented to the sanction and to the entry of findings that he failed to produce to FINRA information and documents in connection with its investigation into allegations related to Harris’ conduct in his personal bank account, based upon a Uniform Termination Notice for Securities Industry Registration (Form U5) filed on his behalf by his former member firm. (FINRA Case #2017055416501)
If you or someone you know has lost money investing with Tyler Harris call the experienced FINRA arbitration attorneys at Epperson & Greenidge, LLP at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, LLP accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.