FINRA bars William George Brunner (CRD #2610348, Huntington, New York)
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As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC. The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...read more
William George Brunner (CRD #2610348, Huntington, New York) April 6, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brunner was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Brunner consented to the sanction and to the entry of findings that he declined to appear for FINRA on-the-record testimony in connection with an ongoing examination into, among other things, possible excessive trading and use of discretion without written authorization in customers’ accounts while he was associated with a FINRA member firm. (FINRA Case #2017056559401)
If you or someone you know has lost money investing with William George Brunner, call the experienced FINRA arbitration attorneys at Epperson & Greenidge, LLP at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, LLP accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.