FINRA bars broker Daniel Winger for stealing $100,000 from elderly client while at PFS Investments
Get Your Free Consultation
Lost Money Investing in L3 Capital Income Fund ???
Did you or your financial advisor invest your money in L3 Capital Income Fund? Our law firm is investigating L3 Capital Income Fund, L3 Capital Advisors, Richard Cardinale and financial advisors and brokers who invested their clients’ money in L3 Capital Income Fund....read more
FINRA has barred broker Daniel Winger, who was affiliated with PFS Investments for 31 years. From 2015 to 2018, an elderly customer gave Daniel Winger checks totaling nearly $100,000. The checks were made out to Dan Winger and Associates, and the customer believed that the checks would be used to pay for commissions, taxes, and otherwise utilized for her benefit. But, according to FINRA, her funds were converted for Mr. Winger’s own personal use. PFS Investments fired Mr. Winger on August 16th, 2018.
A copy of the article regarding Mr. Winger’s activities can be found here: https://thediwire.com/finra-bars-former-pfs-investments-broker-stealing-100000-client/
If you lost money investing with Daniel Winger or PFS Investments, contact the experienced securities attorneys at Epperson & Greenidge, P.A. for a free consultation, 877.445.9261.