FINRA bars Cody Michael Rock (CRD #6443924, Highlands Ranch, Colorado)
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Did you or a family member invest in InPoint Commercial Real Estate Income, Inc. (“InPoint”) based on the recommendation of your stockbroker or financial advisor?
InPoint Commercial Real Estate Income, Inc. (“InPoint”) is a nontraded REIT that was formed in 2016 by Inland Real Estate Investment Corporation. InPoint focuses on investing in commercial real estate (CRE) securities and debt. By 2019, InPoint had raised...read more
March 26, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Rock was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Rock consented to the sanction and to the entry of findings that he refused to provide FINRA-requested documents and information in connection with an investigation into the circumstances surrounding his separation from his member firm. (FINRA Case #2017055673401). If you or someone you know has lost money investing with Cody Rock, call the experienced attorneys at Epperson & Greenidge at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.