FINRA bars Michael Bruce Ralby (CRD #1301072, Boca Raton, Florida)
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Lost Money Investing in L3 Capital Income Fund ???
Did you or your financial advisor invest your money in L3 Capital Income Fund? Our law firm is investigating L3 Capital Income Fund, L3 Capital Advisors, Richard Cardinale and financial advisors and brokers who invested their clients’ money in L3 Capital Income Fund....
read moreMarch 5, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Ralby was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Ralby consented to the sanction and to the entry of findings that he refused to appear for a FINRA on-the-record testimony in connection with its investigation into whether he had accepted loans from a customer. (FINRA Case #2017053976201). If you or someone you know has lost money investing with Michael Ralby, call the experienced attorneys at Epperson & Greenidge at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.