FINRA bars Sanders Lane Spangler (CRD #4188542, San Antonio, Texas)
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On April 20, 2022 GWG Holdings, Inc. (GWG) filed for bankruptcy in the U.S. Bankruptcy Court for the Southern District of Texas (case 22-90032). According to an article in the Wall Street Journal, published on the same day, the bankruptcy was due to “accounting issues...read more
March 26, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Spangler was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Spangler consented to the sanction and to the entry of findings that he refused to appear for on-the record testimony requested by FINRA in connection with an investigation into potential unauthorized trading in customer accounts. (FINRA Case #2017053526401). If you or someone you know has lost money investing with Sanders Spangler, call the experienced attorneys at Epperson & Greenidge at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.