FINRA bars Scott William Palmer (CRD #817586, Teaneck, New Jersey)
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Raymond James agrees to pay $15 million to settle SEC investigation
As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC. The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...
read moreScott William Palmer (CRD #817586, Teaneck, New Jersey) April 10, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Palmer was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Palmer consented to the sanction and to the entry of findings that he refused to appear for FINRA on-the-record testimony in connection with an investigation into potential suitability violations. (FINRA Case #2016051156901)
If you or someone you know has lost money investing with Scott William Palmer call the experienced FINRA arbitration attorneys at Epperson & Greenidge, LLP at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, LLP accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.