FINRA bars Vincent Santoro (CRD #3006826, Lake Mary, Florida)
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On April 20, 2022 GWG Holdings, Inc. (GWG) filed for bankruptcy in the U.S. Bankruptcy Court for the Southern District of Texas (case 22-90032). According to an article in the Wall Street Journal, published on the same day, the bankruptcy was due to “accounting issues...read more
Vincent Santoro (CRD #3006826, Lake Mary, Florida) April 30, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Santoro was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Santoro consented to the sanction and to the entry of findings that that he refused to appear for FINRA on-the-record testimony in connection with an investigation into allegations regarding his involvement in private securities transactions and/or outside business activities. (FINRA Case #2018056843801)
If you or someone you know has lost money investing with Vincent Santoro call the experienced FINRA arbitration attorneys at Epperson & Greenidge, P.A. at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, P.A. accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.