Legal Blog

Get Your Free Consultation

  • This field is for validation purposes and should be left unchanged.

Recent Posts

Did you lose money investing in American Finance Trust?

Have you lost money due to your purchase of American Finance Trust or are you unable to sell your stake in this investment? American Finance Trust is an illiquid and complex ‘Private Placement’ investment. The term Private Placement is a catch-all term that can also...

Raymond James agrees to pay $15 million to settle SEC investigation

As reported in InvestmentNews, three Raymond James entities have agreed to pay over $15 million to resolve an investigation by the SEC.  The settlement and SEC order focused on Raymond James’s actions in improperly charging certain clients advisory fees when the...

Investments in Non-Traded REITs hit a 4-year high.

As reported in the DI Wire, non-traded REITs posted the highest monthly fundraising in nearly 4 years.  As FINRA arbitration attorneys, our firm has represented a number of clients who have sued their stockbrokers or financial advisors for the improper sale of...

Did you invest in a worthless or high-risk conservation easement?

Did you buy a conservation easement investment from a financial advisor or stockbroker?  If so, your investment may be worthless if the conservation easement was overvalued based on an improper appraisal – a practice that may be rampant in the industry.  It could also...