FINRA Day Trading Rules

FINRA Day Trading Rules

Day trading is a stock market practice where an investor buys and sells stocks in the same day with the intent of making a profit. While this is legal, it is sometimes a risky investing maneuver. As such, the SEC and FINRA have special rules that deal with day...
Why Was FINRA Created?

Why Was FINRA Created?

FINRA, or the Financial Industry Regulatory Authority, was created as a national organization that writes rules and regulations for professionals in the financial industry, licenses these individuals and organizations, and provides avenues for compensation and...
Where Are FINRA Arbitrations Held?

Where Are FINRA Arbitrations Held?

The Financial Industry Regulatory Authority (FINRA) creates rules and regulations for professionals in the financial industry. FINRA also creates pathways for the victims of bad financial advising, negligent brokerage, and other financial harms to seek compensation...