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Lost Money Investing in Foresight Energy LP (FELP)???
Did your financial advisor invest your money in Foresight Energy LP (“FELP”)? On June 30, 2020, Foresight Energy LP (“Old Foresight”) announced its chapter 11 plan for a bankruptcy reorganization. Our law firm is investigating financial advisors and brokers who...
read moreCan You Appeal a FINRA Arbitration Decision?
FINRA arbitration is designed to help investors get compensation for the financial harm they suffered from financial negligence, trade churning, or other harmful investment or sales practices. Sometimes, evidentiary issues or problems with legal interpretations might...
FINRA bars Craig Eugene Walker (CRD #5427440, Madison, Mississippi)
Craig Eugene Walker (CRD #5427440, Madison, Mississippi) April 30, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Walker was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Walker...
FINRA bars Vincent Santoro (CRD #3006826, Lake Mary, Florida)
Vincent Santoro (CRD #3006826, Lake Mary, Florida) April 30, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Santoro was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Santoro...
FINRA bars Richard Gomez (CRD #4727721, Jackson Heights, New York)
Richard Gomez (CRD #4727721, Jackson Heights, New York) April 30, 2018 – A National Adjudicatory Council (NAC) decision became final in which Gomez was barred from association with any FINRA member in all capacities. The NAC modified the sanctions and findings imposed...
FINRA bars Kristen L. Lewis (CRD #6577989, Marshall, Michigan)
Kristen L. Lewis (CRD #6577989, Marshall, Michigan) April 23, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lewis was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Lewis...
FINRA bars Dallas Richardson York (CRD #6449560, Phoenix, Arizona)
Dallas Richardson York (CRD #6449560, Phoenix, Arizona) April 16, 2018 – An Offer of Settlement was issued in which York was barred from association with any FINRA member in all capacities. Without admitting or denying the allegations, York consented to the sanction...