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Lost Money Investing in Foresight Energy LP (FELP)???
Did your financial advisor invest your money in Foresight Energy LP (“FELP”)? On June 30, 2020, Foresight Energy LP (“Old Foresight”) announced its chapter 11 plan for a bankruptcy reorganization. Our law firm is investigating financial advisors and brokers who...
read moreFINRA bars Dallas Richardson York (CRD #6449560, Phoenix, Arizona)
Dallas Richardson York (CRD #6449560, Phoenix, Arizona) April 16, 2018 – An Offer of Settlement was issued in which York was barred from association with any FINRA member in all capacities. Without admitting or denying the allegations, York consented to the sanction...
FINRA bars Steven Pagartanis (CRD #1958879, Setauket, New York)
Steven Pagartanis (CRD #1958879, Setauket, New York) April 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Pagartanis was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
FINRA bars Ron Jason Ison (CRD #2897782, Manalapan, New Jersey)
Ron Jason Ison (CRD #2897782, Manalapan, New Jersey) April 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Ison was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Ison...
FINRA bars Tyler Harris (CRD #5860060, Elkins Park, Pennsylvania)
Tyler Harris (CRD #5860060, Elkins Park, Pennsylvania) April 12, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Harris was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Harris...
FINRA bars Kevin James Lee (CRD #2316331, Corvallis, Oregon)
Kevin James Lee (CRD #2316331, Corvallis, Oregon) April 11, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lee was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Lee consented to...
FINRA bars Scott William Palmer (CRD #817586, Teaneck, New Jersey)
Scott William Palmer (CRD #817586, Teaneck, New Jersey) April 10, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Palmer was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Palmer...