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Did your financial advisor invest your money in iRhythm Technologies, Inc?
In 2022, the stock price for iRhythm Technologies, Inc (IRTC) crashed, resulting in huge losses for many investors. Our law firm is investigating financial advisors and brokers who invested their clients’ money in iRhythm Technologies, Inc (IRTC), and we may be able...
read moreFINRA bars Domingo Gonzalez (CRD #6333454, Chesapeake, Virginia)
Domingo Gonzalez (CRD #6333454, Chesapeake, Virginia) April 9, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Gonzalez was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Gonzalez...
FINRA bars William George Brunner (CRD #2610348, Huntington, New York)
William George Brunner (CRD #2610348, Huntington, New York) April 6, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brunner was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
FINRA bars Laura Ortega Shean (CRD #2628756, Medford, Oregon)
Laura Ortega Shean (CRD #2628756, Medford, Oregon) April 3, 2018 –A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Shean was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Shean consented...
Does FINRA Cover Bitcoin and Cryptocurrencies?
Whether you purchased cryptocurrency like Bitcoin of Ethereum from a trade or as part of an initial coin offering (ICO), it is important to understand that these are investments. In many ways, they are very similar to stocks and other securities, since they can be...
How Long Does FINRA Arbitration Take?
Arbitration through FINRA can help you recover lost finances if you were misled or taken advantage of by a stockbroker or securities broker-dealer. This process is similar to filing a case in court, but FINRA’s process is often faster and uses rules and professional...
Do Stockbrokers Have to Notify You of Every Trade?
When you work with a stockbroker, it may seem like you put your money in their care and hope for the best. In reality, you have a lot of control over your investment portfolio, and your stockbroker needs to inform you of the work they do on your account and listen to...