FINRA bars William George Brunner (CRD #2610348, Huntington, New York)
William George Brunner (CRD #2610348, Huntington, New York) April 6, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brunner was barred from association with any FINRA member in all capacities. Without admitting or denying the...FINRA bars Laura Ortega Shean (CRD #2628756, Medford, Oregon)
Laura Ortega Shean (CRD #2628756, Medford, Oregon) April 3, 2018 –A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Shean was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Shean...
Does FINRA Cover Bitcoin and Cryptocurrencies?
Whether you purchased cryptocurrency like Bitcoin of Ethereum from a trade or as part of an initial coin offering (ICO), it is important to understand that these are investments. In many ways, they are very similar to stocks and other securities, since they can...
How Long Does FINRA Arbitration Take?
Arbitration through FINRA can help you recover lost finances if you were misled or taken advantage of by a stockbroker or securities broker-dealer. This process is similar to filing a case in court, but FINRA’s process is often faster and uses rules and...
Recent Comments