Legal Blog
Get Your Free Consultation
Practice Areas
Recent Posts
Did your broker or adviser place you in a risky bet on cobalt or lithium?
If you suffered heavy losses due to your stockbroker or financial adviser’s advice to bet on the rising price of cobalt or lithium, the attorneys at Epperson & Greenidge may be able to help correct the damage to your portfolio. Electric cars may be the future, but...
read moreWhat is FINRA Arbitration?
Stockbrokers and financial advisors can help investors manage their money more effectively. However, when brokers or financial planners recommend unsuitable investments, or worse, engage in fraudulent activities, such as trade churning or Ponzi schemes, investors can...
FINRA’s New Rule to Protect Investors When Their Mental Capacity has Been Diminished or Compromised
By Andrew Greenidge It’s a fact of life: Most people have more money to invest as they grow older, as well as a wealth of wisdom and experience to guide them. Yet, while the vast majority of older investors are sharp as ever, age can also bring with it a heightened...
Is Bitcoin Doomed to Crash?
Bitcoin has been a hot topic among the general public and investors in 2017 as its values skyrocketed into the thousands. In 2009, an anonymous individual under the alias Satoshi Nakamoto created Bitcoin. It is a form of cryptocurrency, or digital currency, that is...
For Most Investors Bitcoin and other Cryptocurrencies are Unsuitable Investments
Bitcoin, Ethereum, Ripple, Litecoin, Dash, NEM, Cardano, Stellar, IOTA, EOS, Monero, Qtum and Zcash are just a few of the Cryptocurrencies making investment news lately. However, Cryptocurrencies generally are not regulated by any government entity and are more than...
Noble Capital Markets, Inc. fka Noble Financial Capital Markets Has Been the Subject of a FINRA Sanction
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 17, 2017 indicate that Boca Raton-based brokerage firm Noble Capital Markets, Inc. fka Noble Financial Capital Markets (CRD #15768) has received a FINRA fine....
Red Flags of Trade Churning in Investor Accounts
Trade churning occurs when brokers trade excessively within client accounts for the purpose of generating commission. To determine whether trading frequency was excessive, it must be shown that a broker or firm had the power and authority to exercise control over...